Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2020n013887 | Date: December 14, 2020
Institutional Client Services | Wealth Management Platform
Annual Rebalance & 529 Plan Initial Contributions
Light Equity Trim + ACCT-529A/529B Opening Investments — December 2020
Client Household: Alex & Sam Chen Confirmation No.: FIn2020n013887
(HH-CHEN-001)
Advisor: Morgan Park, CFP® Confirmation Date: December 14, 2020
(ADV-PARK-001) | Clearwater
Wealth Partners
Custodian: Fidelity Institutional Wealth Services Settlement Date: December 15, 2020
(CUST-FI-001)
Decision / Ref: RecID-2020-02 (529 accounts Document ID: DOC-TradeConf-2020Q4-001
opened); MtgID-2020Q4-01
Meeting Ref: MtgID-2020Q4-01 Confirmation Annual Rebalance + 529 Contribution
Type:
IPS Version: IPS-2020 (60/35/5) — Tax Year: 2020
post-reallocation maintenance
TRADE CONTEXT & RATIONALE
Year-end rebalance and 529 plan initial contributions. Small UECIX equity trim in ACCT-TX01 to fund cash sleeve maintenance
per IPS-2020 (5% cash target). ACCT-529A (Maya Chen beneficiary) and ACCT-529B (Eli Chen beneficiary) opened in May
2020 per RecID-2020-02; initial contributions invested in age-based moderate portfolio. Both 529 accounts funded with
household cash contributions (not brokerage proceeds); MN state tax deduction available for eligible Minnesota 529
contributions.
TRADE EXECUTION DETAIL
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
Light equity
trim; cash
sleeve
ACCT-TX01
12/14/202 12/15/20 UECIX 67890A10 ($1,890.0 top-up
Z23n8472n91 SELL 30 $63.00 $1,890.00 $0.00
0 20 US Equity Core Index Fund 0 0) Basis: Feb
Joint Taxable Brokerage
2016 lot; basis
$40.00/sh; LT
gain $690
Cash/ST
bond add;
ACCT-TX01 STBIX
12/14/202 12/15/20 12345A10 5% target
Z23n8472n91 BUY Short-Term Bond / Cash 187 $10.10 $1,888.70 $0.00 $1,888.70
0 20 0 maintenance
Joint Taxable Brokerage Equiv Fund
Basis: New lot
$10.10/sh
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
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Document Ref: DOC-TradeConf-2020Q4-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only

Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2020n013887 | Date: December 14, 2020
Institutional Client Services | Wealth Management Platform
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
529-A
(Maya):
age-based
moderate —
ACCT-529A 529-AGE-MOD
12/14/202 12/15/20 999AGE1 initial
Z23n8472n96 BUY 529 Age-Based Moderate 500 $10.00 $5,000.00 $0.00 $5,000.00
0 20 00 Basis: New lot
529 Plan — Maya Index Portfolio
$10.00/sh —
household
cash
contribution
529-B
(Eli):
age-based
moderate —
ACCT-529B 529-AGE-MOD
12/14/202 12/15/20 999AGE1 initial
Z23n8472n97 BUY 529 Age-Based Moderate 500 $10.00 $5,000.00 $0.00 $5,000.00
0 20 00 Basis: New lot
529 Plan — Eli Index Portfolio
$10.00/sh —
household
cash
contribution
TOTAL
S
Total Purchased: $11,888.70 (cid:127) Total Sold / Redeemed: $1,890.00
SETTLEMENT SUMMARY
Description Amount Settlement Date Direction
Total Purchased (BUY orders) $11,888.70 December 15, 2020 Debit
Total Proceeds (SELL orders) $1,890.00 December 15, 2020 Credit
Net Cash Flow ($9,998.70) Debit
TAX IMPACT NOTES
ACCT-TX01 UECIX sale: 30 shares × ($63.00 - $40.00) = $690 LT gain (Feb 2016 lot). 529 contributions are not federally
deductible; MN state deduction up to $3,000/beneficiary/year may apply (consult Lisa Torres, EA). 2020 total net cap gains:
approximately $12,000 LT.
IMPORTANT: This Trade Execution Confirmation is a summary of executed orders processed through the Fidelity Institutional platform. All transactions are subject to
the terms and conditions of the applicable account agreement. Prices shown are execution prices; actual settlement may vary for equity securities by T+2. Tax
information is provided for planning reference only; clients should consult their tax advisor. This document is synthetic demo data generated for product demonstration
purposes and does not constitute an actual trade confirmation, investment advice, or tax advice.
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
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Document Ref: DOC-TradeConf-2020Q4-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only
